Kevin, M.D - Medical Weblog

Reader take: Peer review as potential courtroom evidence

The following is a reader take by an anonymous physician.

In November of 2004, the state of Florida adopted an amendment to its state constitution making peer review records available to patients and their attorneys in legal proceedings. On March 6th of this year, the Florida Supreme Court ruled that this privilege applied retroactively to records of conversations that were made before that law existed, when physicians were under the impression that their words would never be heard or read by anyone outside of those proceedings.

The court proclaimed that the intention of the amendment was to "do away with the legislative restrictions on a Florida patient's access to a medical provider's 'history of acts, neglects or defaults.' The court further concluded that, "[m]edical providers have never been granted a substantive vested right in the secrecy of information contained in the limited medical records in question." The Florida verdict seems to be limited to matters concerning adverse medical incidents. For now.

I can hardly imagine a more chilling development for physicians coming from an American court. The implications are profound. I don’t live or work in Florida, but it isn’t hard to imagine this happening soon in my home state or in any other. It could be this year, next year or ten years from now. Who knows? Nor is there any reason to think that such legislation would limit itself to matters of medical misadventures.

Impaired physicians better think long and hard about what they confide to their hospital peer review committees.

This means that it may never again be safe again to speak frankly in a peer review setting, or any other medical investigatory setting for that matter. No, it means that it is not safe to speak frankly in any venue because ones words may end up in the hands of a plaintiff's attorney some day no matter what perceived legal safeguards are in place. It means that all American physicians in all contexts better think long and hard about frankly discussing or admitting to any actual or perceived problem with their performance as physicians. Or that’s what it means to me.

Some will say that I am over generalizing. Perhaps. But how can any of us know how far this trend will go? Personally, I don’t feel very treasured by my country’s government any more, the one that dangles the sword of Damocles over my neck every couple of years with threatened Medicare pay cuts, and the one that in the 1990s turned the RICO statutes on us for innocent medical billing errors. Throw in CLIA, EMTALA and Stark, and far from a warm, fuzzy feeling, you can actually start to feel a little unloved.

Every American physician needs to decide for him or herself how to treat future (and past) peer review proceedings and the records generated from them – safe harbor for frank discussion, or potential courtroom evidence.

Submit a reader take for consideration.

Comments

  1. Anonymous Anonymous  

    I think it is revealing about what type of people doctors truly are that this poster will no longer "speak frankly" if such true statements are admitted into a court of law.

    It is the obligation of every citizen to speak frankly in a court of law. That this doctor believes it is "chilling" to do so is further evidence that doctors are arrogant, societal enemies who must be brought under ever closer regulatory and legal scrutiny.
  2. Anonymous Anonymous  

    Peer review as courtroom evidence after a mishap has occurred, no. Open access to such information so that patients can choose wisely before undergoing treatment, yes. Such openness might give doctors greater incentive to improve, and may also provide leverage against malpractice claims -- after all, if a patient is aware that his doctor has certain "issues" and chooses that physician anyway, it would be difficult to duck taking responsibility for that choice. Just a thought.
  3. Anonymous Anonymous  

    Speaking of unloved. We are now "arrogant, societal enemies". Perhaps anon 7:54, you see a reflection of yourself in your physician(s). Of whom I can only say, my condolences.
  4. It's not the venomous attack by the first commenter that I find so offensive...but rather his blatant mischaracterization of the author's comments. The way the commenter lifted phrases out of context and twisted their meaning was right out of the John Boehner playbook. The author of the post is suggesting that doctor's may be hesitant to speak frankly in peer review meetings or other internal hospital reviews - not in a court of law. The author is not suggesting physicians commit outright perjury (withholding information in a peer review setting would not be considered a felony). That would be ridiculous and the mere fact that the commenter extracted this meaning from a relaltively benign post is testament to his ignorance and bias.
  5. O Good Lord. This kind of development is not "chilling", it's far past the time. The process of medical peer review has been SCREAMING for serious reform FOR YEARS.

    The AMA and state medical societies are not going to initiate it. They're all too afraid of the lawyers. And the medical boards are run by them.

    All of this legal cloak & dagger crap, shielding the process from ANY kind of accountability has made it ripe for abuse - by doctors and hospital executives alike. Most of the legal protections to encourage physicians to "speak frankly" (1) assume doctors always act in a beneficent way (HAH!), and (2) are really designed to protect the institution from liability. Can you say, "risk management"?

    If you want an impaired physician to "speak frankly", see to it that he/she gets to a physician (were a privilege exists), have the appropriate releases signed and let the examining physician make a condensed/professional report to whatever disciplinary panel is involved. If the doctor under review wants to be "frank" and testify on his/her behalf . . . he/she can . . . but it can be held against him/her . . . JUST LIKE ANYBODY ELSE IN A COURT PROCEEDING.

    These days with nebulous JCAHO-approved psychiatric terms like "disruptive doctor" . . . not to mention the fact that initiating a BAD FAITH or "SHAM" peer review action is a VERY EASY way to economically destroy a competitor (or whistle-blower) . .. the peer review process is often akin to a modern-day witch-hunt.

    Falsely accused doctors have NO WAY to fight back. They have less rights than your average ax-murderer. And the doctors who sit on these committees have absolute power.

    There's an old saying about absolute power . . .

    Moreover, a lot gets lost in the translation of disciplinary action . . . and patients (victims and potential victims of bad care) are ALWAYS the losers there.

    Reform the process nationwide - with federal legislation. Open it up to more scrutiny. The truth remains absolute protection in a court of law and doctors are entitled to their professional opinions (key word, professional).

    I've never submitted (or said) anything in a peer review setting that I would not say on the stand. Bad care is bad care. Bad behavior is bad behavior. We, as doctors, are supposed to be patient advocates. We are human and can have FEELINGS as we advocate.

    Hell, enact REAL, enforceable whistle-blower protection (and when I say real, I mean protection where if you sign your name and you're telling the truth, you're protected from retaliation - not this chicken-poop, ripe-for-back-stabbing anonymous call-in stuff so prominent today).

    If doctors in the USA really want tort reform - or to fix medicine in general - they have got to be willing the pull back that veil.

    Right now patients don't trust us. And (based on what I've been through myself - fired for intervening in medical badness and defying the threats of clueless/greedy administrators to report it to peer review) they have GOOD REASON not to.

    And please do not get me started on "obligations" in a court-of-law. In my case (where perjury/contempt/fraud remains unprosecuted) those obligations apparently did not apply to anyone but me.
  6. Anonymous Anonymous  

    The problem with Florida is that the state government is totally run by John Edwards crooked trial lawyers, who for amusement and entertainment, routinely defecate on physicians.

    This is the state with the notorious Three Strikes Law, neurosurgeons who have ceased neurosurgery, disintegrating Trauma Care, and hallucinatory malpractice rates.

    My advice to the long suffering Florida medical profession: move to Texas.
  7. Move to Texas? The Texas Medical Board has an awful reputation in "sham" peer review circles.

    Florida is hardly unique. Crooked lawyers rule everything everywhere. We're truly "over-lawyered".

    As for John Edwards (we in North Carolina have felt the pain for years), wake up and smell the smell. If you support Obama for President, just know there's a fairly good chance that the medical-profession's favorite trial-lawyer could be US Attorney General.
  8. Anonymous Anonymous  

    That very first comment is so maliciously dishonest, only a lawyer could have written it.

    And as to comments that Florida isn't so bad, well uh.. it is.
  9. This country became great and rose to great prosperity because of the freedoms set forth by our founding fathers. The role of the government should be minimal - to enforce the law and to enforce contacts. People then work hard, innovate and are put in a position to prosper if they can provide value to better other people's lives. We have insidiously grown into a bloated nanny-state where the government controls over 20% of GDP as opposed to less than 3% 100 years ago. They tell us what to do. They protect us (from ourselves), because they believe they know better what's good for us than we do. It's not going to be better with McCain in office, but it's going to be much much worse with the Dem's in power. It's only through education of the people that we can make positive change. But who controls the educational system? Hmmm. Little wonder that the former "third world" is catching up to us.
  10. Anonymous Anonymous  

    "Impaired physicians better think long and hard about what they confide to their hospital peer review committees."

    Did you really say that? ::shakes head::


    They really ought to be thinking about leaving medicine, and getting well before they touch another person's care.

    If it's your idea that impaired physicians - need shielding from patients they've harmed or might yet harm, you are, as the phrase goes, doing it wrong.

    And why would you expect peer review to be withheld after a "mishap". If the doctor leaves evidence of impairment, how can it possibly be ethical to conceal it?
  11. Anonymous Anonymous  

    What is being lost here is the simple and self-evident reason for shielding peer review from discovery in the first place.

    A great deal of mishaps that may, or may not, be due to bad care occur all the time--only a tiny fraction of which result in malpractice litigation.

    It is in the interest of everyone who might ever possibly bet sick and need medical care that the profession be encouraged to examine these mishaps, determine what went wrong, and take action to reduce their likelihood of recurrence. That is greatly simplified if people can simply say "I screwed up" without a fear that it will be thrown in their face later in a trial setting. "I screwed up" may not be an admission of malpractice--it may be an admission of an error in judgement but would be seen as such. It is also greatly simplified if everyone doesn't bring his lawyer with him to an M & M conference. That is what a rational person would do if it is all part of the legally accessible record--but then we would never get to the bottom of anything and there would be no internal quality improvement mechanism in our healthcare institutions.

    Simply put, the shield is in place to allow meaningful QA involving peer review to occur for the betterment of healthcare for all. Shielding it limits the individual malpractice vicitim's avenues for building a case at the expense of the greater good. The malpractice plaintiff does after all have access to the same record to build their case with that peer review has.

    I do a great deal of peer review, and the willingness of docs to say "Gee, you are right, we dropped the ball on that one" enables us to move immediately to discussions of improving the system to reduce that problem. Were we constrained by the considerations that a defendant physician is saddled with, we would be dozens of hundreds of hours in the process before getting to that point.

    This has nothing whatsoever to do with the question of how accountable peer reviewers should be when the reviewed physician feels unfairly treated.
  12. If a video tape exists of the doctor misconduct, consider a plea bargain. Still refuse to admit wrongdoing, and demand a confidentiality agreement.

    Short of that, collaboration with the enemies of clinical care is treason to patients. The enemies of clinical care include doctors participating in any review process.

    The sole aim of this pretextual regulatory oversight is plunder of the $2 tril budget. The extreme over-regulation of medicine is in bad faith. No one has an obligation of honesty to land pirates. There is a moral obligation to resist the land pirates to the utmost.

    Self-criticism comes from Stalin. He promoted it among journalists. Those stupid enough to believe him, got summarily shot. It is an old tyrant trick.

    Naturally, the land pirates on the Florida court will never allow their deliberations to get televised, nor accessed for appeals to higher courts. The favor trading, the hopeless conflicts of interests, the biased rent seeking rationales for most of their decisions will never see the light of day.

    Doctors should start a legislative movement to end all confidentiality privileges of judges and lawyer, including the lie promoting client-lawyer privilege. The judges are public officials. Their discussions are paid for by the public. The public is retrieving its own property from the land pirates.
  13. Anonymous Anonymous  

    "The enemies of clinical care include doctors participating in any review process"

    Is such drivel even worth answering? I suppose a brief statement of the self-evident is warranted. But a true fanatic will not bow to reason whether brief or long.

    The biggest enemies of clinical care are Doctors who provide substandard care even to the point sometimes of farce. It it peer review that, usually, results in them improving their care or, occasionally, results in their finding something else to do for a living. These enemies of clinical care:

    Don't take a history.

    Don't examine patients.

    Don't look at lethally toxic blood levels while their patients are overtly clinically toxic.

    Write fake notes for days they weren't even in the hospital.

    Make up history.

    Don't see newly admitted hospital patients for 3 or 4 days.

    Cut and Paste H & P from a prior admission--not even bothering to change the vital signs.

    Having seen all of these behaviors I have to say that the sad fact is that physicians are just like everybody else and a certain number are going to progressively cheat more and more until they realize someone is looking. Many of the rest aren't all that bad but do need someone checking every now and then to stay good. Sad but true. There is not a good screen of morality or character for medical school.
  14. Anon: That behavior gets second guessed on the spot by everyone, down to the janitor. It never lasts long. But thanks for sharing shady corner cutting with doctors who had not thought of these tricks before.

    You defend your own left wing oppression of the innocent doctor by the use of pretextual gotchas, false trials to get rid of competitors out performing the entrenched incompetents, and a complete waste of time by doctors without enough patients to stay busy and productive. These doctors doing pretextual, self-serving oversight always seem to be decrepit incompetents judging dynamic, cutting edge, creative people. They destroy good careers with ruinous legal fees, at no risk to themselves. Doctors should always strive to deter these officious intermeddlers by litigation aimed at personal assets.

    How old are you Anon?
  15. Anonymous Anonymous  

    If peer review is to be used in malpractice trials, then peer review needs to be subject to the same legal rules, including protection of the rights of the accused.

    Right now, it is so easy to fill peer review with hearsay and downright lies, peer review has no business in malpractice trials.
  16. Peer review is doctor collaboration with lawyer oppression of clinical care. These doctors are the trustee prisoners. They abuse their positions as the running dogs of the land pirates for personal gain. They should be held accountable in court for their bad faith. They should be sued for intentional interference with the many contracts held by the doctor, with patient, insurance companies, hospitals, suppliers, with partners. This intentional tort is subject to exemplary damages.
  17. Anonymous Anonymous  

    I have to agree with the post. We instituted "360 degree" review processes at my company last year, and it's an effin' joke.

    Nobody will rate each other honestly because everyone knows each other in the small company, and nobody wants to be singled out for giving constructive criticism about a co-worker.

    So, in essence, our old review process, which involved being reviewed by your immediate supervisor, and which (IMHO) proferred real insight into your job performance and what the company expected of you, has now turned into a 360degree circle jerk.

    -EEJ
  18. Anonymous Anonymous  

    The rabid foamer notwithstanding, self-regulation has been an essential defining quality of the medical profession since ancient Greece. When that dies, one of the last vestiges of professionalism in medicine will die. So there have been some alleged abuses. Even if all of these allegations are true, they no more undermine the need for and legitimacy of the activity than wrongful convictions belie the need for a criminal justice system and prisons.
  19. If the aim is self-regulation and not oppression nor self-dealing by a corrupt, fossilized hierarchy, immunize the communications, and the remedies. It is not, and there is no immunity, nor even confidentiality, according to this authoritative appellate decision.

    Obviously, the aim is plunder by the land pirates, and by their officious, deluded running dogs.

    I encourage doctors to bring aggressive lawyers to such reviews. If a tort is committed against the interest of the doctor, set loose merciless litigation on the self-dealing entity and on the self-dealing oppressors. To deter.

    The misconduct enumerated by this lawyer running dog warrants informal feedback in the hallway, if the aim is to improve services. They are trivial. They do not warrant a quasi-legal proceeding, unless the aim is to intimidate and to drive out the competition.

    Isn't it about time that playtime be over for these self-dealing enemies of clinical care? One may find deficiencies in every record, even those of the lawyer. They serve as lawyer gotcha, are in bad faith, and should not be tolerated without full defense of the legal rights of their victims.
  20. "So there have been some alleged abuses. Even if all of these allegations are true, they no more undermine the need for and legitimacy of the activity than wrongful convictions belie the need for a criminal justice system and prisons."

    Are you LISTENING to yourself? There is a theory in law (and where medical peer review is concerned, it's apparently just a theory) that it's better to let a 100 guilty men go free than convict one innocent man.

    If you were the one man/woman facing a corrupt hospital review committee - or medical board - you'd probably feel a tad differently about the process. But since it's not you, let 'em all swing . . . for self-review in Medicine ahs been a time-honored tradition since the days of the ancient Greeks.

    That defines the biggest problem with medicine (and law) right now. Never mind that it's 2008, and the sneaky, devious Greeks climbed out of their Trojan horse long ago.

    Supremacy Claus, I appreciate what you're saying about fighting back with agressive lawyers and "merciless litigation" against abusive/corrupt institutions, but GET REAL. The way the laws are written now (well, excepting those in Florida), that is virutally impossible. How many doctors can afford to do that - especially if the very process they're fighting keeps them from making a living?

    As I said, the medical peer reveiw process SCREAMS for comprehensive legislative reform and standardization. Yet everyone everywhere (except the state of Florida) is sitting on their hands.

    That is how Florida happened. Medical apathy, neglect and hyper-self-interest. Doctors did not do the job the way it's supposed to be done . . . victimized patients had enough and the Supremes/legislature listened.
Post a Comment »



scrubs
S/S Raglan Top W/I in Asian Dream
S/S Raglan Top
$20.95
Save $$$$ on hundreds of Nursing Scrubs by shopping ScrubsGallery.com

Kill the server. Switch to Web-based practice management.


 


Site Meter